I've been a investment advisor/manager for 28 years and my team and I are in the process of learning how best to use technology including email newsletters and social media sites for client service and new business development. We are finding that the SEC regulations were not necessarily designed to regulate this new technology rich environment and there are a lot of grey areas. Are there any advisors and or compliance professionals out there that can share their experiences in the dos and don'ts of using social media in the financial services industry? Thanks. Art Nunes, Northwest Asset Management
You can post a new message in the Community or find us on Twitter Mon-Fri 8am-8pm ET, Sat 10am-8pm ET, & Sun 10am-6pm ET. We've got real people waiting to help you out. Click below to start a conversation!